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Connecticut, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Feb 24, 2022 | $91.4M | 23 | $250,000 | 4900.0% | yes | DOMINION CAPITAL LLC |
| Jan 28, 2021 | $91.4M | 23 | $250,000 | 4900.0% | yes | DOMINION CAPITAL LLC |
| Feb 7, 2020 | $86.2M | 23 | $250,000 | 5200.0% | yes | DOMINION CAPITAL LLC |
| Feb 28, 2019 | $86.7M | 23 | $250,000 | 5200.0% | yes | DOMINION CAPITAL LLC |
| Feb 20, 2019 | $86.6M | 23 | $250,000 | 5200.0% | yes | DOMINION CAPITAL LLC |
| Aug 28, 2018 | $84.6M | 23 | $250,000 | 5200.0% | yes | DOMINION CAPITAL LLC |
| May 15, 2018 | $84.6M | 23 | $250,000 | 5200.0% | yes | DOMINION CAPITAL LLC |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| AUSTIN CAPITAL TRUST | AUSTIN CAPITAL TRUST | Henderson | Nevada | United States | no | n/a |
| FIRST REPUBLIC PRIVATE WEALTH MANAGEMENT | FIRST REPUBLIC INVESTMENT MANAGEMENT | NEW YORK | New York | United States | no | n/a |
| INTERACTIVE BROKERS LLC | INTERACTIVE BROKERS LLC | NEW YORK | New York | United States | no | 8-47257 |
| J.P. MORGAN | J.P. MORGAN CHASE BANK, N.A. | NEW YORK | New York | United States | no | n/a |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEW YORK | New York | United States | no | 8-7221 |
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | NEW YORK | New York | United States | no | 8-10999 |
| ROBERT W. BAIRD & CO. INCORPORATED | ROBERT W. BAIRD & CO. INCORPORATED | Milwaukee | Wisconsin | United States | no | 8-497 |
| SIGNATURE BANK | SIGNATURE BANK | NEW YORK | New York | United States | no | n/a |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL, NICOLAUS & COMPANY, INCORPORATED | NEW YORK | New York | United States | no | 8-1447 |
| TAGOMI TRADING LLC | TAGOMI TRADING LLC | JERSEY CITY | New Jersey | United States | no | n/a |
| TD BANK, AMERICA'S MOST CONVENIENT BANK | TD BANK, N.A. | NEW YORK | New York | United States | no | n/a |
| UBS FINANCIAL SERVICES INC. | UBS FINANCIAL SERVICES INC. | NEW YORK | New York | United States | no | 8-16267 |
| WEDBUSH SECURITIES INC. | WEDBUSH SECURITIES INC. | LOS ANGELES | California | United States | no | 8-12987 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | NEW YORK | New York | United States | no | 8-28721 |
| WESTERN INTERNATIONAL SECURITIES, INC. | WESTERN INTERNATIONAL SECURITIES, INC. | Pasadena | California | United States | no | 8-48572 |