DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

D••••••• C•••••• L••

Hedge Fundadvised byunclassified805-2691525540IAPD
Gross asset value
$91.4M
as of Feb 24, 2022; not a fund size
Peak GAV
$91.4M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
5%
Reported
7 filings
May 15, 2018 to Feb 24, 2022
Reporting history
one row per Form ADV filing
Gross asset value$91.4M as of Feb 24, 2022
May 15, 2018$84.6M then
Owners23 as of Feb 24, 2022
May 15, 201823 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Connecticut, United Statesreported
Clients solicited
noreported
Form D file number
021-167473reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Austin Capital Trust
    Henderson, Nevada
  • First Republic Private Wealth Management
    New York, New York · LEI 549300D5KLHOKLMLG887
  • Interactive Brokers LLC
    New York, New York
  • J.P. Morgan
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Raymond James & Associates, Inc.
    New York, New York
  • Robert W. Baird & Co. Incorporated
    Milwaukee, Wisconsin
  • Signature Bank
    New York, New York · LEI VLP5AP0XK2GM6GKD100
  • Stifel, Nicolaus & Company, Incorporated
    New York, New York
  • Tagomi Trading LLC
    Jersey City, New Jersey · LEI 2549003I96NGPVURS803
  • Td Bank, America'S Most Convenient Bank
    New York, New York · LEI 03D0JEWFDFUS0SEEKG89
  • UBS Financial Services Inc.
    New York, New York
  • Wedbush Securities Inc.
    Los Angeles, California
  • Wells Fargo Advisors Financial Network, LLC
    New York, New York
  • Western International Securities, Inc.
    Pasadena, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
49%reportedadviser and related persons