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Advisor at WELLS FARGO ADVISORS
TUSCALOOSA, AL | LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 16, 2023 | n/a | yes | LITTLE ROCK, AR|TUSCALOOSA, AL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 14, 2015 | Oct 16, 2023 | no | CHARLESTON, SC|MOUNT PLEASANT, SC | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 25, 2015 | no | LITTLE ROCK, AR|Charleston, SC | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Mar 19, 2009 | Jun 1, 2009 | no | LITTLE ROCK, AR | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 2, 2006 | Mar 20, 2009 | no | CABOT, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Oct 16, 2023 | Oct 16, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 25, 2015 | Aug 14, 2015 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN KEEGAN & COMPANY, LLC | MORGAN STANLEY & CO. LLC | Mar 20, 2009 | Mar 19, 2009 | -1 | Firm change | Other |