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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM over $100B

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

CRD 321109

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6cbe313-ad0f-6e09-0b60-0e98aae2f72e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 13, 2022 to Mar 31, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.99 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $122BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $122B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 9
Individual clients: 0
High net worth clients: 0
Custody, client assets: $120B
SEC number: 801-125868
CRD: 321109
Filings on the tape: 11
First filed: May 13, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGNEW, BRETT, LEE	GENERAL COUNSEL	Na	yes	01/2022	May 13, 2022	May 16, 2024
DAMMAN, EMILY, MARLENE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	May 13, 2022	May 16, 2024
MELVIN, JOHN, DAVID	PRESIDENT AND CHIEF INVESTMENT OFFICER	Na	yes	01/2022	May 13, 2022	May 16, 2024
SAMMONS FINANCIAL GROUP	Owner	E	yes	01/2022	May 13, 2022	May 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHROCK PARTNERS, LLC	n/a	Independent wealth	$12B	N	yes	n/a
BEACON CAPITAL MANAGEMENT, INC.	n/a	Mixed wealth	$4.3B	N	yes	n/a
HEYDAY INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
MIDLAND NATIONAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
MY FINANCIAL FREEDOM LLC	n/a	n/a	n/a	N	yes	n/a
NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE	n/a	n/a	n/a	N	yes	n/a
SAMMONS FINANCIAL NETWORK, LLC	n/a	n/a	n/a	N	yes	n/a
SFG BERMUDA, LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$122B	$122B	60	5	1	n/a	n/a
2024	Apr 28, 2025	$110B	$110B	15	6	0	n/a	n/a
2023	Mar 28, 2024	$11B	$11B	15	6	0	n/a	n/a
2022	Mar 31, 2023	$6.5B	$6.5B	15	6	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$122B	$110B	11.2%	$6.5B	165.6%	60	15	1	0

Relationships

Affiliated with (2)

→ BEACON CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ NORTHROCK PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← MELVIN, JOHN, DAVIDOwnerPRESIDENT AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
May 13, 2022 to May 16, 2024factForm ADV
← AGNEW, BRETT, LEEOwnerGENERAL COUNSEL, ownership code NA, individual
May 13, 2022 to May 16, 2024factForm ADV
← DAMMAN, EMILY, MARLENEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 13, 2022 to May 16, 2024factForm ADV
← SAMMONS FINANCIAL GROUPOwnerOWNER, ownership code E, domestic entity
May 13, 2022 to May 16, 2024factForm ADV

Dated events

Occurred
Apr 28, 2025
Regulatory AUM changed
Sammons Financial Group Asset Management, Llc reported RAUM $109.8B, up 866% from $11.4B (2025-01-27 to 2025-04-28)
Form ADVobserved 4 days ago
$98.4B
Occurred
Mar 28, 2024
Regulatory AUM changed
Sammons Financial Group Asset Management, Llc reported RAUM $11.4B, up 74% from $6.5B (2023-03-31 to 2024-03-28)
Form ADVobserved 4 days ago
$4.8B
Occurred
May 13, 2022
First Form ADV filing
Sammons Financial Group Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6cbe313-ad0f-6e09-0b60-0e98aae2f72e
First observed: May 13, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

CRD 321109

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6cbe313-ad0f-6e09-0b60-0e98aae2f72e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGNEW, BRETT, LEE

GENERAL COUNSEL

yes

01/2022

May 13, 2022

May 16, 2024

DAMMAN, EMILY, MARLENE

CHIEF COMPLIANCE OFFICER

yes

01/2022

May 13, 2022

May 16, 2024

MELVIN, JOHN, DAVID

PRESIDENT AND CHIEF INVESTMENT OFFICER

yes

01/2022

May 13, 2022

May 16, 2024

SAMMONS FINANCIAL GROUP

Owner

yes

01/2022

May 13, 2022

May 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHROCK PARTNERS, LLC

n/a

Independent wealth

$12B

yes

n/a

BEACON CAPITAL MANAGEMENT, INC.

n/a

Mixed wealth

$4.3B

yes

n/a

HEYDAY INSURANCE AGENCY, LLC

n/a

yes

n/a

MIDLAND NATIONAL LIFE INSURANCE COMPANY

n/a

yes

n/a

MY FINANCIAL FREEDOM LLC

n/a

yes

n/a

NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE

n/a

yes

n/a

SAMMONS FINANCIAL NETWORK, LLC

n/a

yes

n/a

SFG BERMUDA, LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$122B

n/a

2024

Apr 28, 2025

$110B

n/a

2023

Mar 28, 2024

$11B

n/a

2022

Mar 31, 2023

$6.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$122B

$110B

11.2%

$6.5B

165.6%