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Advisor at LADENBURG THALMANN ASSET MANAGEMENT INC
NEW YORK, NY | Nutley, NJ | NUTLEY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACK DIAMOND FINANCIAL, LLC | Independent wealth | Apr 12, 2023 | n/a | yes | NUTLEY, NJ | Current employment |
| LADENBURG THALMANN ASSET MANAGEMENT INC | Other adviser | Jul 13, 2005 | n/a | yes | NEW YORK, NY|Nutley, NJ | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 8, 2022 | Feb 22, 2024 | no | SCOTTSDALE, AZ|New York, NY|SCOTTSDALE, AZ | Previous registration |
| Powelljohnson | n/a | Nov 10, 2003 | Aug 24, 2004 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | BLACK DIAMOND FINANCIAL, LLC | Feb 22, 2024 | Apr 12, 2023 | -316 | Firm change after gap | Ibd to RIA |
| Powelljohnson | LADENBURG THALMANN ASSET MANAGEMENT INC | Aug 24, 2004 | Jul 13, 2005 | 323 | Firm change | Other |