DFX Intelligence

S••••• V••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

S••••• V••••••• E•••••••

Advisor at B••••••• G••••• A•••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:e6f3f17b-eb1b-7f31-b4b9-9b4a3f471b4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• G••••• A•••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• G••••• A•••••••	Asset manager	Nov 12, 2021	n/a	yes	CORAL GABLES, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 17, 2014	Nov 11, 2021	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B••••••• G••••• A•••••••	Nov 11, 2021	Nov 12, 2021	1	Firm change	Other
B••••••• C•••••• I•••	U•• F•••••••• S••••••• I•••	Aug 7, 2014	Jul 17, 2014

Relationships

Registered with (4)

→ B••••••• G••••• A•••••••Registered adviserregistration: current employment
Nov 12, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2014 to Nov 11, 2021factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Aug 7, 2014factForm ADV
→ L••••• B••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6f3f17b-eb1b-7f31-b4b9-9b4a3f471b4e
First observed: Apr 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.