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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BIRMINGHAM, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 30, 2024 | n/a | yes | BIRMINGHAM, MI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 21, 2023 | Jun 10, 2024 | no | Bloomfield Hills, MI | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | May 13, 2004 | Nov 6, 2023 | no | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jun 10, 2024 | May 30, 2024 | -11 | Firm change | Ibd to ibd |
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 6, 2023 | Aug 21, 2023 | -77 | Bulk transfer | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:705:MI:2024-06-10 | Jun 10, 2024 | May 30, 2024 | BLOOMFIELD HILLS, MI | Firm change |