DFX Intelligence

P••••••• A•• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

P••••••• A•• N•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Peoria, AZ

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Search this name across graphsid dfx:ria:e70fa4f2-aed7-05e1-7dae-7f0b9e9f257f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Dec 9, 2022	n/a	yes	Peoria, AZ	Current employment
S•••••••• I••••• G•••• L••	Independent wealth	Mar 30, 2022	Apr 22, 2022	no	Peoria, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••• G•••• L••	R••••• W• B•••• • C•• I•••••••••	Apr 22, 2022	Dec 9, 2022	231	Firm change	RIA to RIA
E••••• J••••	S•••••••• I••••• G•••• L••	Jan 6, 2022	Mar 30, 2022

Relationships

Registered with (7)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ S•••••••• I••••• G•••• L••Registered adviserregistration: previous registration
Mar 30, 2022 to Apr 22, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 7, 2020 to Jan 6, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 22, 2022
Advisor changed firm
P••••••• A•• N••••• left S•••••••• I••••• G•••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2022-12-09)
Form ADVobserved 7 days ago
Occurred
Jan 6, 2022
Advisor changed firm
P••••••• A•• N••••• left E••••• J•••• for S•••••••• I••••• G•••• L•• (registered 2022-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e70fa4f2-aed7-05e1-7dae-7f0b9e9f257f
First observed: Sep 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.