DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••••• A•• N•••••

R••••• W• B•••• • C•• I•••••••••mixed wealthPeoria, Azdual registrantIAPD 5393439

Feed of 09/14/2026

Also filed as Patricia Ann Jordan

At current firm

3 y

since Dec 9, 2022

In the industry

17 y

since Sep 23, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Dec 9, 2022 · Peoria, Az
S•••••••• I••••• G•••• L•• independent RIA
Mar 30, 2022 to Apr 22, 2022 · Peoria, Az
E••••• J•••• national BD
Feb 7, 2020 to Jan 6, 2022 · Sun City, Az
M••••• S•••••• wirehouse
Feb 14, 2013 to Sep 4, 2018 · Peoria, Az
F•••• C•••••• F•••••••• P•••••••• I••• former
Feb 9, 2012 to Aug 22, 2012 · Peoria, Az
W•• A•••••••• L• former
Aug 24, 2009 to Apr 14, 2010 · Peoria, Az
A••••••••• S••••••••• C•••• unclassified
Sep 24, 2008 to Aug 24, 2009 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••••• I••••• G•••• L•• to R••••• W• B•••• • C•• I•••••••••
left Apr 22, 2022, registered Dec 9, 2022 (231 days) · RIA to RIA
E••••• J•••• to S•••••••• I••••• G•••• L••
left Jan 6, 2022, registered Mar 30, 2022 (83 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to E••••• J••••
left Sep 4, 2018, registered Feb 7, 2020 (521 days) · Wirehouse to affiliated broker-dealer or bank
F•••• C•••••• F•••••••• P•••••••• I••• to M••••• S••••••
left Aug 22, 2012, registered Feb 14, 2013 (176 days) · Other
W•• A•••••••• L• to F•••• C•••••• F•••••••• P•••••••• I•••
left Apr 14, 2010, registered Feb 9, 2012 (666 days) · Other
A••••••••• S••••••••• C•••• to W•• A•••••••• L•
left Aug 24, 2009, registered Aug 24, 2009 (0 days) · Other

Signals

P••••••• A•• N••••• left S•••••••• I••••• G•••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2022-12-09)
Apr 22, 2022 · Advisor changed firm · fact
P••••••• A•• N••••• left E••••• J•••• for S•••••••• I••••• G•••• L•• (registered 2022-03-30)
Jan 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address