DFX Intelligence

K••••••• Y• M•• C•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

K••••••• Y• M•• C•••

Advisor at S•••••••• W•••••• L••

Beverly Hills, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e71f1227-a90a-ce23-941b-cba59dbe76d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Jan 24, 2025	n/a	yes	LOS ANGELES, CA\|Beverly Hills, CA	Current employment
T••••••••• A•••••••• L••	Independent wealth	Nov 6, 2024	Jan 21, 2025	no	MONROVIA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• A•••••••• L••	S•••••••• W•••••• L••	Jan 21, 2025	Jan 24, 2025	3	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	T••••••••• A•••••••• L••	Dec 6, 2021	Nov 6, 2024

Relationships

Registered with (4)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ T••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2024 to Jan 21, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 29, 2014 to Dec 6, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e71f1227-a90a-ce23-941b-cba59dbe76d5
First observed: Jan 28, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.