DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kingsley Yu Man Choi

Steelpeak Wealth, LLCindependent RIABeverly Hills, Ca IA-onlyIAPD 6275729

Feed of 09/15/2026

Also filed as Kingsley Yu Man Choi

At current firm

1 y

since Jan 24, 2025

In the industry

12 y

since Jan 27, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: steelpeakwealth.com/advisors/kingsley-choireportedsteelpeakwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Steelpeak Wealth, LLC independent RIA current
since Jan 24, 2025 · Los Angeles, Ca
Transglobal Advisory, LLC independent RIA
Nov 6, 2024 to Jan 21, 2025 · Monrovia, Ca
Charles Schwab & Co., Inc. national BD
Aug 29, 2014 to Dec 6, 2021 · Irvine, Ca
Morgan Stanley wirehouse
Jan 28, 2014 to Aug 20, 2014 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

Transglobal Advisory, LLC to Steelpeak Wealth, LLC
left Jan 21, 2025, registered Jan 24, 2025 (3 days) · RIA to RIA
Charles Schwab & Co., Inc. to Transglobal Advisory, LLC
left Dec 6, 2021, registered Nov 6, 2024 (1066 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Charles Schwab & Co., Inc.
left Aug 20, 2014, registered Aug 29, 2014 (9 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Kingsley Yu Man Choi left Transglobal Advisory, Llc for Steelpeak Wealth, Llc (registered 2025-01-24)
Jan 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address