DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at U.S. BANCORP ADVISORS, LLC
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | May 18, 2012 | n/a | yes | Los Angeles, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 4, 2010 | May 8, 2012 | no | LONG BEACH, CA|LONG BEACH, CA|SAN DIEGO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 4, 2009 | Apr 7, 2010 | no | Los Angeles, CA|LONG BEACH, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Apr 14, 2005 | May 11, 2009 | no | SEAL BEACH, CA|IRVINE, CA|LAGUNA HILLS, CA|HUNTINGTON BEACH, CA|MISSION VIEJO, CA|GARDEN GROVE, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 4, 2003 | Nov 2, 2004 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | U.S. BANCORP ADVISORS, LLC | May 8, 2012 | May 18, 2012 | 10 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Apr 7, 2010 | May 4, 2010 | 27 | Firm change | Other |
| WAMU INVESTMENTS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | May 11, 2009 | May 4, 2009 | -7 | Firm change | Other |
| MORGAN STANLEY DW INC. | WAMU INVESTMENTS, INC. | Nov 2, 2004 | Apr 14, 2005 | 163 | Firm change | Other |