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Advisor at CLEARBRIDGE FINANCIAL
CAMPBELL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLEARBRIDGE FINANCIAL | State registered | Jan 1, 2025 | n/a | yes | CAMPBELL, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 8, 2020 | n/a | yes | CAMPBELL, CA | Current employment |
| CAPWEST SECURITIES, INC. | n/a | Apr 15, 2009 | Nov 13, 2009 | no | LOS GATOS, CA|LAKEWOOD, CO|LOS GATOS, CA | Previous registration |
| LIGHTHOUSE CAPITAL CORPORATION | n/a | Jan 20, 2009 | Apr 24, 2009 | no | LOS GATOS, CA|MONTEREY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPWEST SECURITIES, INC. | LPL FINANCIAL LLC | Nov 13, 2009 | Jan 8, 2020 | 3,708 | Firm change after gap | Other |
| LIGHTHOUSE CAPITAL CORPORATION | CAPWEST SECURITIES, INC. | Apr 24, 2009 | Apr 15, 2009 | -9 | Firm change | Other |