RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A••••••••• P••••••
- C••••••••• F•••••••• state registered currentsince Jan 1, 2025 · Campbell, Ca
- L•• F•••••••• L•• BD affiliated currentsince Jan 8, 2020 · Campbell, Ca
- C•••••• S••••••••• I••• unclassifiedApr 15, 2009 to Nov 13, 2009 · Los Gatos, Ca
- L••••••••• C•••••• C••••••••• unclassifiedJan 20, 2009 to Apr 24, 2009 · Los Gatos, Ca
- C•••••• S••••••••• I••• to L•• F•••••••• L••left Nov 13, 2009, registered Jan 8, 2020 (3708 days) · Other
- L••••••••• C•••••• C••••••••• to C•••••• S••••••••• I•••left Apr 24, 2009, registered Apr 15, 2009 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address