DFX Intelligence

S••••••• R•• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

S••••••• R•• G•••••••

Advisor at S••••••••• W••••• P•••••••

FRANKLIN, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 13, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••	Independent wealth	Feb 19, 2025	n/a	yes	FRANKLIN, TN	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jul 20, 2024	Nov 8, 2024	no	Tampa, FL\|AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	S••••••••• W••••• P•••••••	Nov 8, 2024	Feb 19, 2025	103	Firm change	RIA to RIA
G•••• W••••• F••••••••	S•••••• F•••••••• G••••• L•••••	Dec 1, 2023	Jul 20, 2024

Relationships

Registered with (3)

→ S••••••••• W••••• P•••••••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
Jul 20, 2024 to Nov 8, 2024factForm ADV
→ G•••• W••••• F••••••••Registered adviserregistration: previous registration
Jan 13, 2023 to Dec 1, 2023factForm ADV

Dated events

Order

Occurred
8 Nov 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.