DFX Intelligence

J••••••• A•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••••• A•• M•••••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:e72bd6ff-c2e6-c7e1-b2a7-599cd96951ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Jan 24, 2023	n/a	yes	CHICAGO, IL	Current employment
Q•••••• P•••••• W•••••• L••	Independent wealth	Apr 9, 2020	Dec 6, 2022	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• P•••••• W•••••• L••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Dec 6, 2022	Jan 24, 2023	49	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	Q•••••• P•••••• W•••••• L••	Apr 22, 2020	Apr 9, 2020

Relationships

Registered with (6)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2006 to May 27, 2008factForm ADV
→ Q•••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 9, 2020 to Dec 6, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 1, 2013 to Apr 22, 2020factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
J••••••• A•• M••••••• left Q•••••• P•••••• W•••••• L•• for M•••••• F•••••••• I••••••••• M••••••••• I••• (registered 2023-01-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e72bd6ff-c2e6-c7e1-b2a7-599cd96951ff
First observed: Jan 11, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.