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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ERIC PAUL ZEITLER

Advisor at LPL FINANCIAL LLC

SAN ANTONIO, TX | SAN DIEGO, CA | San Antonio, TX

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Search this name across graphsid dfx:ria:e72e39ff-ca6e-ea43-6116-93a91b87443b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 21, 2000
First registration: Sep 1, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4178056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 11, 2023	n/a	yes	San Antonio, TX\|SAN DIEGO, CA\|SAN ANTONIO, TX	Current employment
Spc	Bd affiliated wealth	Aug 29, 2013	May 11, 2023	no	SAN ANTONIO, TX\|ANN ARBOR, MI	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 13, 2008	Jul 1, 2009	no	SAN ANTONIO, TX\|DALLAS, TX\|SAN ANTONIO, TX	Previous registration
ALAMO ASSET ADVISORS	Former SEC adviser	Sep 1, 2008	Aug 30, 2013	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	LPL FINANCIAL LLC	May 11, 2023	May 11, 2023	0	Bulk transfer	Ibd to ibd
ALAMO ASSET ADVISORS	B RILEY WEALTH MANAGEMENT	Aug 30, 2013	Oct 13, 2008	-1,782	Firm change after gap	Other
B RILEY WEALTH MANAGEMENT	Spc	Jul 1, 2009	Aug 29, 2013	1,520	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Aug 29, 2013 to May 11, 2023factForm ADV
→ ALAMO ASSET ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2008 to Aug 30, 2013factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 13, 2008 to Jul 1, 2009factForm ADV

Dated events

No dated event names this entity yet.