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CRD 161286
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE TAIL WIND FUND LIMITED | Hedge Fund | $53.8M | Dec 9, 2015 | 5 | Feb 10, 2012 | dropped | 021-1074435 |
| CIM GLOBAL PROPERTY FUND LIMITED | Hedge Fund | $21.9M | Jan 14, 2015 | 0 | Feb 10, 2012 | dropped | 021-1617482 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BURROWS, NEIL, CHARLES JOSEPH | DIRECTOR OF OPERATIONS | Na | yes | 04/2014 | Dec 15, 2014 | May 22, 2020 |
| DUMOND, PAUL, GEORGE | CHIEF EXECUTIVE OFFICER | Na | yes | 02/2011 | Feb 10, 2012 | May 22, 2020 |
| JENNINGS, MALCOLM, JOHN | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2006 | Feb 10, 2012 | May 22, 2020 |
| MORTON, RUPERT, JAMES P | SHAREHOLDER, CHIEF INVESTMENT OFFICER, SANTA LUCIA ASSET MANAGEMENT PTE LTD | E | yes | 02/2011 | Feb 10, 2012 | May 22, 2020 |
| DEBARGE, ROBINA, JANE | Director | Na | no | 06/2006 | Feb 10, 2012 | May 22, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SANTA LUCIA ASSET MANAGEMENT PTE. LTD. | n/a | Asset manager | $1.2B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | May 22, 2020 | $506M | $503M | 6 | 1 | 0 | 2 | $295M |
| 2019 | May 15, 2019 | $720M | $714M | 6 | 1 | 0 | 2 | $278M |
| 2018 | Jun 20, 2018 | $860M | $852M | 6 | 1 | 0 | 2 | $161M |
| 2017 | Dec 4, 2017 | $870M | $862M | 6 | 2 | 0 | 2 | $157M |
| 2016 | Dec 7, 2016 | $849M | $842M | 8 | 2 | n/a | 2 | $115M |
| 2015 | Dec 9, 2015 | $1.0B | $1.0B | 10 | 1 | n/a | 3 | $169M |
| 2014 | Dec 15, 2014 | $1.7B | $1.7B | 11 | 2 | n/a | 4 | $246M |
| 2013 | Dec 13, 2013 | $1.8B | $1.8B | 10 | 3 | n/a | 4 | $281M |
| 2012 | Dec 14, 2012 | $1.8B | $1.8B | 10 | 3 | n/a | 4 | $261M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $506M | $720M | -29.7% | $870M | -16.5% | 6 | 6 | 0 | 0 |