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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

SANTA LUCIA ASSET MANAGEMENT PTE. LTD.

CRD 291669

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b4bd082-df9a-4628-d7e2-b52af5381988

Data as of Sep 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Dec 21, 2017 to Sep 24, 2025
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.74 institutional_share=0.25 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2025-09-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $8.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 0
High net worth clients: 2
Private funds: 1Schedule D 7.B(1)
SEC number: 801-112337
CRD: 291669
Filings on the tape: 14
First filed: Dec 21, 2017
Latest filed: Sep 24, 2025
Organised: Corporation
Website: slam.com.sg

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CIM INVESTMENT FUND ICAV	Hedge Fund	$417M	Sep 29, 2022	12	Dec 7, 2016	dropped	n/a
CIM DIVIDEND INCOME FUND LIMITED	Hedge Fund	$107M	Sep 27, 2024	84	Feb 10, 2012	reported	n/a
CIM DISCOVERY FUND LIMITED	Hedge Fund	$10.2M	Sep 29, 2022	1	Feb 10, 2012	dropped	021-223786

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HB8 HOLDING PTE LTD	Shareholder	E	yes	07/2021	Sep 13, 2021	Sep 27, 2024
WEIDINGER, FLORIAN, JOERG	Shareholder	D	yes	03/2021	Sep 13, 2021	Sep 27, 2024
WEIDINGER, FLORIAN, JOERG	CHIEF EXECUTIVE OFFICER	C	yes	02/2022	Sep 13, 2021	Sep 27, 2024
MORTON, RUPERT, JAMES PHILIP	Chairman	B	no	07/2023	Dec 21, 2017	Sep 27, 2024
POW, SIOW PENG	CHIEF COMPLIANCE OFFICER	Na	no	02/2023	Sep 26, 2023	Sep 27, 2024
SCHMID, PHILIPP MARCUS	Director	Na	no	01/2011	Sep 26, 2023	Sep 27, 2024
TAN, YING HSIEN	Director	Na	no	01/2011	Sep 26, 2023	Sep 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Sep 27, 2024	$1.1B	$1.1B	11	6	1	$107M
2023	Sep 26, 2023	$928M	$882M	10	5	1	$88.4M
2022	Sep 29, 2022	$831M	$824M	6	6	2	$427M
2021	Sep 8, 2021	$931M	$923M	5	2	2	$575M
2020	Jun 19, 2020	$394M	$378M	4	2	n/a	n/a
2019	Jun 13, 2019	$416M	$390M	4	2	n/a	n/a
2018	Jun 22, 2018	$562M	$532M	4	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.2B	$928M	29.4%	$931M	8.8%	11	10	0	0

Relationships

Advises (3)

→ CIM DIVIDEND INCOME FUND LIMITEDPrivate fundHedge Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ CIM DISCOVERY FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Sep 29, 2022factForm ADV
→ CIM INVESTMENT FUND ICAVPrivate fundHedge Fund, IA, no longer reported
Dec 7, 2016 to Sep 29, 2022factForm ADV

Affiliated with (1)

← CIM INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Owns (4)

← MORTON, RUPERT, JAMES PHILIPOwnerCHAIRMAN, ownership code B, individual
Dec 21, 2017 to Sep 27, 2024factForm ADV
← POW, SIOW PENGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2023 to Sep 27, 2024factForm ADV
← SCHMID, PHILIPP MARCUSOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2023 to Sep 27, 2024factForm ADV
← TAN, YING HSIENOwnerDIRECTOR, ownership code NA, individual
Sep 26, 2023 to Sep 27, 2024factForm ADV

Controls (2)

← WEIDINGER, FLORIAN, JOERGOwnerSHAREHOLDER, ownership code D, individual
Sep 13, 2021 to Sep 27, 2024factForm ADV
← HB8 HOLDING PTE LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 13, 2021 to Sep 27, 2024factForm ADV

Dated events

Occurred
Sep 26, 2023
Control person left
Michael G. Paganussi (Chief Compliance Officer) no longer on Schedule A of Santa Lucia Asset Management Pte. Ltd. (listed 2022-09-29, absent 2023-09-26)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2023
Control person left
Philipp M Schmid Mr (Director) no longer on Schedule A of Santa Lucia Asset Management Pte. Ltd. (listed 2022-09-29, absent 2023-09-26)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2023
Control person left
Ying Hsien Tan (Director) no longer on Schedule A of Santa Lucia Asset Management Pte. Ltd. (listed 2022-09-29, absent 2023-09-26)
Form ADVobserved 5 days ago
Occurred
Sep 13, 2021
Control person joined
Jorg Florian Weidinger (Shareholder) appeared on Schedule A of Santa Lucia Asset Management Pte. Ltd.
Form ADVobserved 5 days ago
Occurred
Sep 8, 2021
Regulatory AUM changed
Santa Lucia Asset Management Pte. Ltd. reported RAUM $931.4M, up 137% from $393.5M (2021-06-10 to 2021-09-08)
Form ADVobserved 5 days ago
$538M
Occurred
Jun 13, 2019
Regulatory AUM changed
Santa Lucia Asset Management Pte. Ltd. reported RAUM $415.5M, down 26% from $562.2M (2018-06-22 to 2019-06-13)
Form ADVobserved 5 days ago
$-147M
Occurred
Dec 21, 2017
First Form ADV filing
Santa Lucia Asset Management Pte. Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b4bd082-df9a-4628-d7e2-b52af5381988
First observed: Dec 21, 2017
Last observed: Sep 24, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANTA LUCIA ASSET MANAGEMENT PTE. LTD.

CRD 291669

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b4bd082-df9a-4628-d7e2-b52af5381988

Data as of Sep 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CIM INVESTMENT FUND ICAV

Hedge Fund

$417M

Sep 29, 2022

Dec 7, 2016

dropped

n/a

CIM DIVIDEND INCOME FUND LIMITED

Hedge Fund

$107M

Sep 27, 2024

Feb 10, 2012

reported

n/a

CIM DISCOVERY FUND LIMITED

Hedge Fund

$10.2M

Sep 29, 2022

Feb 10, 2012

dropped

021-223786

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HB8 HOLDING PTE LTD

Shareholder

yes

07/2021

Sep 13, 2021

Sep 27, 2024

WEIDINGER, FLORIAN, JOERG

Shareholder

yes

03/2021

Sep 13, 2021

Sep 27, 2024

WEIDINGER, FLORIAN, JOERG

CHIEF EXECUTIVE OFFICER

yes

02/2022

Sep 13, 2021

Sep 27, 2024

MORTON, RUPERT, JAMES PHILIP

Chairman

07/2023

Dec 21, 2017

Sep 27, 2024

POW, SIOW PENG

CHIEF COMPLIANCE OFFICER

02/2023

Sep 26, 2023

Sep 27, 2024

SCHMID, PHILIPP MARCUS

Director

01/2011

Sep 26, 2023

Sep 27, 2024

TAN, YING HSIEN

Director

01/2011

Sep 26, 2023

Sep 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 27, 2024

$1.1B

$107M

2023

Sep 26, 2023

$928M

$882M

$88.4M

2022

Sep 29, 2022

$831M

$824M

$427M

2021

Sep 8, 2021

$931M

$923M

$575M

2020

Jun 19, 2020

$394M

$378M

n/a

2019

Jun 13, 2019

$416M

$390M

n/a

2018

Jun 22, 2018

$562M

$532M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.2B

$928M

29.4%

$931M

8.8%