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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

Jose Eduardo Vivero

Advisor at UNITED FINANCIAL PLANNING GROUP LLC

HAUPPAUGE, NY | Norwalk, CT

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Search this name across graphsid dfx:ria:e73fc31d-156b-d721-e598-38ab0a2e6678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED FINANCIAL PLANNING GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jul 7, 2015
First registration: Jul 29, 2015
Dual registered: no
Other names: JOSE E VIVERO|Jose Vivero
IAPD individual key: 6491974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED FINANCIAL PLANNING GROUP LLC	Independent wealth	Jun 6, 2025	n/a	yes	Norwalk, CT\|HAUPPAUGE, NY	Current employment
MONECO ADVISORS	Independent wealth	Jun 18, 2020	Jan 30, 2025	no	FAIRFIELD, CT	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 11, 2019	Mar 10, 2020	no	Norwalk, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 26, 2018	Feb 7, 2019	no	SHELTON, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 29, 2015	Apr 10, 2018	no	STAMFORD, CT\|PURCHASE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONECO ADVISORS	UNITED FINANCIAL PLANNING GROUP LLC	Jan 30, 2025	Jun 6, 2025	127	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MONECO ADVISORS	Mar 10, 2020	Jun 18, 2020	100	Firm change	Other
MML INVESTORS SERVICES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 7, 2019	Feb 11, 2019	4	Firm change	Other
WELLS FARGO ADVISORS	MML INVESTORS SERVICES, LLC	Apr 10, 2018	Sep 26, 2018	169	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:10409:NY:2018-04-10	Apr 10, 2018	Sep 26, 2018	PURCHASE, NY	Firm change

Relationships

Registered with (5)

→ UNITED FINANCIAL PLANNING GROUP LLCRegistered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ MONECO ADVISORSRegistered adviserregistration: previous registration
Jun 18, 2020 to Jan 30, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 11, 2019 to Mar 10, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 26, 2018 to Feb 7, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 29, 2015 to Apr 10, 2018factForm ADV

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
Jose Eduardo Vivero left Moneco Advisors for United Financial Planning Group Llc (registered 2025-06-06)
Form ADVobserved 3 days ago