DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E•••••• V•••••

U••••• F•••••••• P••••••• G•••• L••independent RIAHauppauge, Ny IA-onlyIAPD 6491974

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J••• E V•••••

At current firm

1 y

since Jun 6, 2025

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• F•••••••• P••••••• G•••• L•• independent RIA current
since Jun 6, 2025 · Norwalk, Ct
M••••• A••••••• independent RIA
Jun 18, 2020 to Jan 30, 2025 · Fairfield, Ct
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Feb 11, 2019 to Mar 10, 2020 · Norwalk, Ct
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 26, 2018 to Feb 7, 2019 · Shelton, Ct
W•••• F•••• A••••••• wirehouse
Jul 29, 2015 to Apr 10, 2018 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

M••••• A••••••• to U••••• F•••••••• P••••••• G•••• L••
left Jan 30, 2025, registered Jun 6, 2025 (127 days) · RIA to RIA
N••••••••• M••••• I••••••••• S••••••••• to M••••• A•••••••
left Mar 10, 2020, registered Jun 18, 2020 (100 days) · Other
M•• I•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 7, 2019, registered Feb 11, 2019 (4 days) · Other
W•••• F•••• A••••••• to M•• I•••••••• S•••••••• L••
left Apr 10, 2018, registered Sep 26, 2018 (169 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

J••• E•••••• V••••• left M••••• A••••••• for U••••• F•••••••• P••••••• G•••• L•• (registered 2025-06-06)
Jan 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address