DFX Intelligence

M••••• B••••••• B••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

M••••• B••••••• B••

Advisor at C••• I••••••••• A••••••• S•••••••• L••

CLEVELAND, OH | Maitland, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A••••••• S•••••••• L••	Institutional manager	Jan 28, 2019	n/a	yes	Maitland, FL\|CLEVELAND, OH	Current employment
C••• R••••••••• P••• A••••••• S•••••••	Institutional manager	Jun 30, 2011	Apr 9, 2026	no	MAITLAND, FL\|CLEVELAND, OH\|MAITLAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• R••••••••• P••• A••••••• S•••••••	C••• I••••••••• A••••••• S•••••••• L••	Apr 9, 2026	Jan 28, 2019	-2,628	Firm change after gap	Other

Relationships

Registered with (2)

→ C••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 28, 2019 to presentfactForm ADV
→ C••• R••••••••• P••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 30, 2011 to Apr 9, 2026factForm ADV

Dated events

Order

Occurred
9 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.