P•••••• R••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ST LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 2, 2024	n/a	yes	PLYMOUTH, MN\|ST LOUIS, MO	Current employment
T•• R••••••••• G••••• L••	Former SEC adviser	Jan 2, 2015	Jun 7, 2024	no	SAN DIEGO, CA\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••••••• G••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Jun 7, 2024	May 2, 2024	-36	Firm change after gap	RIA to RIA
T•• R••••••••• G••••	T•• R••••••••• G••••• L••	Dec 31, 2008	Aug 3, 2010

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ T•• R••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 2, 2015 to Jun 7, 2024factForm ADV
→ T•• R••••••••• G••••Registered adviserregistration: previous registration
Oct 17, 2006 to Dec 31, 2008factForm ADV
→ B••••• A••••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration

Dated events

Order

Occurred
7 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.