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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

YUKA OKAWA MAROSEK

Advisor at MAROSEK, YUKA

Frisco, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAROSEK, YUKA
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Aug 15, 2002
Dual registered: no
Other names: YUKA OKAWA
IAPD individual key: 4574694

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAROSEK, YUKA	State registered	Mar 6, 2025	n/a	yes	Frisco, TX	Current employment
LEE FINANCIAL GROUP HAWAII, INC.	Former SEC adviser	Jan 8, 2014	May 29, 2014	no	HONOLULU, HI	Previous registration
INTEGRATED WEALTH COUNSEL, LLC	Former SEC adviser	Nov 9, 2012	Nov 13, 2013	no	RENO, NV	Previous registration
ALLIANZ GLOBAL INVESTORS U.S. LLC	Former SEC adviser	Jul 21, 2010	Oct 24, 2012	no	NEW YORK, NY	Previous registration
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC	n/a	Jan 7, 2008	Jan 3, 2011	no	SAN DIEGO, CA	Previous registration
FIRST AMERICAN TRUST	n/a	Jan 2, 2004	Sep 21, 2007	no	SANTA ANA, CA	Previous registration
FIRST AMERICAN CAPITAL MANAGEMENT, INC.	n/a	Aug 15, 2002	Jan 2, 2004	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEE FINANCIAL GROUP HAWAII, INC.	MAROSEK, YUKA	May 29, 2014	Mar 6, 2025	3,934	Firm change after gap	Other
INTEGRATED WEALTH COUNSEL, LLC	LEE FINANCIAL GROUP HAWAII, INC.	Nov 13, 2013	Jan 8, 2014	56	Firm change	Other
ALLIANZ GLOBAL INVESTORS U.S. LLC	INTEGRATED WEALTH COUNSEL, LLC	Oct 24, 2012	Nov 9, 2012	16	Firm change	Other
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC	ALLIANZ GLOBAL INVESTORS U.S. LLC	Jan 3, 2011	Jul 21, 2010	-166	Firm change after gap	Other
FIRST AMERICAN TRUST	NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC	Sep 21, 2007	Jan 7, 2008	108	Firm change	Other
FIRST AMERICAN CAPITAL MANAGEMENT, INC.	FIRST AMERICAN TRUST	Jan 2, 2004	Jan 2, 2004	0	Firm change	Other

Relationships

Registered with (7)

→ MAROSEK, YUKARegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ LEE FINANCIAL GROUP HAWAII, INC.Registered adviserregistration: previous registration
Jan 8, 2014 to May 29, 2014factForm ADV
→ INTEGRATED WEALTH COUNSEL, LLCRegistered adviserregistration: previous registration
Nov 9, 2012 to Nov 13, 2013factForm ADV
→ ALLIANZ GLOBAL INVESTORS U.S. LLCRegistered adviserregistration: previous registration
Jul 21, 2010 to Oct 24, 2012factForm ADV
→ NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 7, 2008 to Jan 3, 2011factForm ADV
→ FIRST AMERICAN TRUSTRegistered adviserregistration: previous registration
Jan 2, 2004 to Sep 21, 2007factForm ADV
→ FIRST AMERICAN CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 15, 2002 to Jan 2, 2004factForm ADV

Dated events

No dated event names this entity yet.