RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Y••• O•••• M••••••
- M••••••• Y••• state registered currentsince Mar 6, 2025 · Frisco, Tx
- L•• F•••••••• G•••• H•••••• I••• formerJan 8, 2014 to May 29, 2014 · Honolulu, Hi
- I••••••••• W••••• C••••••• L•• formerNov 9, 2012 to Nov 13, 2013 · Reno, Nv
- A•••••• G••••• I•••••••• U••• L•• formerJul 21, 2010 to Oct 24, 2012 · New York, Ny
- N••••••••• C•••••• M••••••••• L•• unclassifiedJan 7, 2008 to Jan 3, 2011 · San Diego, Ca
- F•••• A••••••• T•••• unclassifiedJan 2, 2004 to Sep 21, 2007 · Santa Ana, Ca
- F•••• A••••••• C•••••• M••••••••• I••• unclassifiedAug 15, 2002 to Jan 2, 2004 · Newport Beach, Ca
- L•• F•••••••• G•••• H•••••• I••• to M••••••• Y•••left May 29, 2014, registered Mar 6, 2025 (3934 days) · Other
- I••••••••• W••••• C••••••• L•• to L•• F•••••••• G•••• H•••••• I•••left Nov 13, 2013, registered Jan 8, 2014 (56 days) · Other
- A•••••• G••••• I•••••••• U••• L•• to I••••••••• W••••• C••••••• L••left Oct 24, 2012, registered Nov 9, 2012 (16 days) · Other
- N••••••••• C•••••• M••••••••• L•• to A•••••• G••••• I•••••••• U••• L••left Jan 3, 2011, registered Jul 21, 2010 (-166 days) · Other
- F•••• A••••••• T•••• to N••••••••• C•••••• M••••••••• L••left Sep 21, 2007, registered Jan 7, 2008 (108 days) · Other
- F•••• A••••••• C•••••• M••••••••• I••• to F•••• A••••••• T••••left Jan 2, 2004, registered Jan 2, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address