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R••••• F•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

R••••• F•••••• M••••••

Advisor at E•••••••• W••••• P••••••• L••

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:e74efdb0-abd3-0041-d1eb-be9a4e1571d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• P••••••• L••	Independent wealth	May 15, 2023	n/a	yes	WEST PALM BEACH, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 14, 2014	May 18, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••••• W••••• P••••••• L••	May 18, 2023	May 15, 2023	-3	Firm change	Wirehouse to new firm
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 27, 2014

Relationships

Registered with (3)

→ E•••••••• W••••• P••••••• L••Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 14, 2014 to May 18, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 6, 2009 to Mar 27, 2014factForm ADV

Dated events

Occurred
May 18, 2023
Advisor changed firm
R••••• F•••••• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••••• W••••• P••••••• L•• (registered 2023-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e74efdb0-abd3-0041-d1eb-be9a4e1571d0
First observed: Oct 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.