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T•••• K••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

T•••• K••• W•••••••••

Advisor at C••••• F•••••••• N••••••• L••

Sandy, UT

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Search this name across graphsid dfx:ria:e74faa72-db7d-1514-efa3-ed4a129e6058

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• N••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• N••••••• L••	Independent wealth	Feb 16, 2018	n/a	yes	Sandy, UT	Current employment
A•••••• I••••••••• A•••••••• L••	Former SEC adviser	Jun 24, 2015	Jun 15, 2018	no	SANDY, UT\|IDAHO FALLS, ID

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• I••••••••• A•••••••• L••	C••••• F•••••••• N••••••• L••	Jun 15, 2018	Feb 16, 2018	-119	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
157314:290558:ID:2018-06-15	Jun 15, 2018	Feb 16, 2018	IDAHO FALLS, ID	Firm change after gap

Relationships

Registered with (2)

→ C••••• F•••••••• N••••••• L••Registered adviserregistration: current employment
Feb 16, 2018 to presentfactForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 24, 2015 to Jun 15, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e74faa72-db7d-1514-efa3-ed4a129e6058
First observed: Jun 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.