DFX Intelligence

I••••••••• R••• E••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

I••••••••• R••• E••••• C•••••••••

CRD 112332

BOSTON, MA

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 8
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

I••••••••• R••• E••••• C•••••••••

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 122

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U••• R••• E••••• I••••••••• F•••• L••	Real Estate Fund	$4.8B	Jul 8, 2016	192	Mar 30, 2012	dropped	021-1379462
I••••••••• B•••• R••• E••••• I••••••••• F•••• L••	Real Estate Fund	$440M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• K••••••• E•••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2014	Jul 11, 2014	Mar 29, 2024
C••••••• D••••• S••••	CHIEF FINANCIAL OFFICER	Na	yes	09/2022	Oct 20, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$38.6M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	10	no
SHERMAN OAKS	CA	United States	4	no
n/a	n/a	n/a	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$13B	-3.2%	$14B	-4.9%	122	121	10	12

Relationships

Affiliated with (2)

→ I••••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← I••••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (9)

← N•••••• P•••• J•••••OwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← P••••••••• P••••Owner

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Ria principal change2 events
I••••••••• R••• E••••• C•••••••••: ria principal change, 2 events, on 31 Mar 2026
- ••• Locked
- ••• Locked
Occurred
31 Mar 2026
Ria indirect owner change
••• Locked
Form ADV
Occurred
29 Mar 2024
Control person left
••• Locked
Form ADV
Occurred
20 Oct 2022
Control person joined
••• Locked
Form ADV
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$2.5B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$5.5B	$5.5B	86	7	n/a	5	$5.5B
2014	Mar 30, 2015	$3.9B	$3.9B	83	8	n/a	5	$3.9B
2013	Mar 31, 2014	$2.7B	$2.7B	80	6	n/a	6	$3.0B
2012	Apr 1, 2013	$2.3B	$2.3B	80	6	n/a	6	$2.5B
2011	Mar 30, 2012	$2.2B	$2.2B	n/a	n/a	n/a	5	$2.2B