DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• R••• E••••• C•••••••••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Jul 23, 1999
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
122
39 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$12B as of Mar 31, 2026
Mar 30, 2012$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)122 as of Mar 31, 2026
Apr 1, 201380 then
Private funds5 as of Mar 30, 2016
Mar 30, 20125 then
RAUM -3.2% over the last fiscal year-4.9% a year over threeIARs 0 to 0offices 12 to 10
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $12B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U••• R••• E••••• I••••••••• F•••• L••no longer reported | Real Estate Fund | $4.8B | 192 | Mar 30, 2012 |
| I••••••••• B•••• R••• E••••• I••••••••• F•••• L••no longer reported | Real Estate Fund | $440M | 6 | Mar 30, 2012 |
| I••••••••• R••• E••••• I••••••••• F••• I••• L••no longer reported | Real Estate Fund | $222M | 73 | Mar 30, 2012 |
| I••••••••• R••• E••••• I••••••••• F••• I• L••no longer reported | Real Estate Fund | $21.5M | 27 | Mar 30, 2012 |
| I••••••••• R••• E••••• I••••••••• F••• I•• L••no longer reported | Real Estate Fund | $4.4M | 41 | Mar 30, 2012 |
| I••••••••• R••• E••••• I••••••••• F••• I•• L••no longer reported | Real Estate Fund | $0 | 28 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••••• E••••• · Chief Compliance Officercontrolsince 07/2014 · owns less than 5%
- C••••••• D••••• S•••• · Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- N•••••• P•••• J••••• · Presidentcontrolsince 07/2000 · owns less than 5%
- P••••••••• P•••• · Chairman, Chief Executive Officer, Director And Stockholdercontrolsince 05/1993 · owns 50% to 75%
- T••••••• T•••••• R•••••• · Chief Investment Officer, Directorcontrolsince 08/2006 · owns less than 5%
- L••• G••••••• T•• H•• · Trusteecontrolsince 03/2012 · owns F of T•• M••• R••••• I•••••••• T••••
- P••••••••• L••• · Trusteecontrolsince 01/2021 · owns F of T•• M••• R••••• I•••••••• T••••
Entity owners
- I••••••••• H•••••••• L•• · Stockholderdirect · owns 25% to 50%
- T•• M••• R••••• I•••••••• T•••• · Stockholderindirect · owns 75% or more of I••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- I••••••••• C•••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $38.6M
Advisers that list I••••••••• R••• E••••• C••••••••• as a related person
- 157282 n
Offices
Schedule D 1.F, the 25 largest
- Boston, MA10 employees
- Sherman Oaks, CA4 employees
- ,
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 38 to 39Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $13B to $12BMar 31, 2025 to Mar 31, 2026
- Employees · 121 to 122Mar 31, 2025 to Mar 31, 2026
- Other offices · 12 to 10Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $12BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $13B to $12BMar 31, 2025 to Mar 31, 2026
- RAUM · $13B to $12BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 40 to 38Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 1Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $13B to $13BMar 29, 2024 to Mar 31, 2025
- Employees · 119 to 121Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Other offices · 10 to 12Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $12B to $13BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $12B to $13BMar 29, 2024 to Mar 31, 2025
- RAUM · $12B to $13BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 36 to 40May 23, 2023 to Mar 29, 2024
- Assets in custody · $15B to $13BMay 23, 2023 to Mar 29, 2024
- Employees · 121 to 119May 23, 2023 to Mar 29, 2024
- Other offices · 8 to 10May 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $14B to $12BMay 23, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $14B to $12BMay 23, 2023 to Mar 29, 2024
- RAUM · $14B to $12BMay 23, 2023 to Mar 29, 2024
- Assets in custody · $13B to $15BOct 20, 2022 to Mar 31, 2023
- Employees · 114 to 121Oct 20, 2022 to Mar 31, 2023
- Other offices · 6 to 8Oct 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $13B to $14BOct 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $14BOct 20, 2022 to Mar 31, 2023
- RAUM · $13B to $14BOct 20, 2022 to Mar 31, 2023
- Other offices · 7 to 6Mar 31, 2022 to Oct 20, 2022
- Advisory employees · 25 to 36Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 2Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $10B to $13BMar 30, 2021 to Mar 31, 2022
- Employees · 106 to 114Mar 30, 2021 to Mar 31, 2022
- Other offices · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $10B to $13BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $10B to $13BMar 30, 2021 to Mar 31, 2022
- RAUM · $10B to $13BMar 30, 2021 to Mar 31, 2022
Signals
4 dated events
- Michael James Bradley (Trustee) no longer on Schedule A of I••••••••• R••• E••••• C••••••••• (listed 2023-05-23, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- S•••• D•••• C•••••• (Chief Financial Officer) appeared on Schedule A of I••••••••• R••• E••••• C•••••••••Oct 20, 2022 · Control person joined · fact
- I••••••••• R••• E••••• C••••••••• reported RAUM $12.6B, up 25% from $10.0B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Leon Palandjian (Trustee) appeared on Schedule A of I••••••••• R••• E••••• C•••••••••Mar 30, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••••••.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-782-2600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I••••••••• R••• E••••• C••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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