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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OPTIVEST, INC.

CRD 137070

SAN JUAN CAPISTRANO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e750ede3-6eb0-bd0a-0635-2c52bc0177dc

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 1
Observed: Nov 9, 2011 to Mar 30, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Optivest, Inc.

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $319MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $310MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $106Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 422
Individual clients: 52
High net worth clients: 56
SEC number: 801-68965
CRD: 137070
Filings on the tape: 31
First filed: Nov 9, 2011
Latest filed: Mar 30, 2026
Organised: Corporation, CA
Website: optivestinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LESLIE ANN CALHOUN	n/a	SAN JUAN CAPISTRANO, CA	12	33	n/a	yes
MATTHEW MICHAEL MCMANUS	Certified Financial Planner	SAN JUAN CAPISTRANO, CA	7	17	6	yes
RYAN MICHAEL THOMASON	n/a	SAN JUAN CAPISTRANO, CA	5	12	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALHOUN, LESLIE, ANN	PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/SHAREHOLDER	E	yes	12/2018	Mar 29, 2012	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SECTOR LOGIC, LP	n/a	State registered	$43.8M	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$319M	$210M	4	3	0	n/a	n/a
2024	Apr 1, 2025	$316M	$184M	4	3	0	n/a	n/a
2023	Mar 27, 2024	$320M	$183M	4	3	0	n/a	n/a
2022	Mar 21, 2023	$317M	$157M	4	3	0	n/a	n/a
2021	Mar 29, 2022	$396M	$183M	5	4	0	n/a	n/a
2020	Mar 30, 2021	$278M	$146M	5	4	0	n/a	n/a
2019	Mar 26, 2020	$507M	$295M	5	5	0	n/a	n/a
2018	Mar 29, 2019	$428M	$267M	6	6	0	n/a	n/a
2017	Mar 29, 2018	$423M	$239M	6	4	0	n/a	n/a
2016	Mar 31, 2017	$347M	$210M	5	4	n/a	n/a	n/a
2015	Mar 24, 2016	$197M	$99.6M	4	3	n/a	n/a	n/a
2014	Mar 25, 2015	$201M	$120M	3	3	n/a	n/a	n/a
2013	Mar 27, 2014	$209M	$125M	3	3	n/a	n/a	n/a
2012	Mar 27, 2013	$194M	$101M	3	2	n/a	n/a	n/a
2011	Mar 29, 2012	$145M	$145M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$319M	$316M	1.1%	$317M	0.3%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AXXCESS WEALTH MANAGEMENT, LLC	2	Oct 7, 2020	Oct 6, 2020	SAN JUAN CAPISTRANO, CA	Team lift out	RIA to RIA	40.0%

Relationships

Affiliated with (1)

→ SECTOR LOGIC, LPRegistered adviserother investment adviser
factForm ADV

Registered with (6)

← RYAN MICHAEL THOMASONAdvisorregistration: current employment
Nov 20, 2020 to presentfactForm ADV
← MATTHEW MICHAEL MCMANUSAdvisorregistration: current employment
Dec 11, 2018 to presentfactForm ADV
← LESLIE ANN CALHOUNAdvisorregistration: current employment
Dec 3, 2013 to presentfactForm ADV
← LEON GREGORY JAMESAdvisorregistration: previous registration
Mar 18, 2014 to Jun 30, 2022factForm ADV
← BART ADRIAN ZANDBERGENAdvisorregistration: previous registration
Jan 12, 2017 to Oct 7, 2020factForm ADV
← LETITIA STEINER BERBAUMAdvisorregistration: previous registration
Mar 24, 2018 to Oct 7, 2020factForm ADV

Controls (1)

← CALHOUN, LESLIE, ANNOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/SHAREHOLDER, ownership code E, individual
Mar 29, 2012 to Mar 27, 2024factForm ADV

Moved with (1)

→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Oct 7, 2020 to Oct 6, 2020factForm ADV

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
Leon Gregory James left Optivest, Inc. for Tucker Asset Management Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Optivest, Inc. reported RAUM $396.4M, up 42% from $278.5M (2021-12-09 to 2022-03-29)
Form ADVobserved 4 days ago
$118M
Occurred
Mar 30, 2021
Regulatory AUM changed
Optivest, Inc. reported RAUM $278.5M, down 45% from $507.3M (2020-10-19 to 2021-03-30)
Form ADVobserved 4 days ago
$-229M
Occurred
Feb 5, 2019
Control person left
Sholes Mark Vanmourick (President/Ceo/Shareholder) no longer on Schedule A of Optivest, Inc. (listed 2018-09-05, absent 2019-02-05)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e750ede3-6eb0-bd0a-0635-2c52bc0177dc
First observed: Nov 9, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPTIVEST, INC.

CRD 137070

SAN JUAN CAPISTRANO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e750ede3-6eb0-bd0a-0635-2c52bc0177dc

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LESLIE ANN CALHOUN

n/a

SAN JUAN CAPISTRANO, CA

n/a

yes

MATTHEW MICHAEL MCMANUS

Certified Financial Planner

SAN JUAN CAPISTRANO, CA

yes

RYAN MICHAEL THOMASON

n/a

SAN JUAN CAPISTRANO, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALHOUN, LESLIE, ANN

PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/SHAREHOLDER

yes

12/2018

Mar 29, 2012

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SECTOR LOGIC, LP

n/a

State registered

$43.8M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$319M

$210M

n/a

2024

Apr 1, 2025

$316M

$184M

n/a

2023

Mar 27, 2024

$320M

$183M

n/a

2022

Mar 21, 2023

$317M

$157M

n/a

2021

Mar 29, 2022

$396M

$183M

n/a

2020

Mar 30, 2021

$278M

$146M

n/a

2019

Mar 26, 2020

$507M

$295M

n/a

2018

Mar 29, 2019

$428M

$267M

n/a

2017

Mar 29, 2018

$423M

$239M

n/a

2016

Mar 31, 2017

$347M

$210M

n/a

2015

Mar 24, 2016

$197M

$99.6M

n/a

2014

Mar 25, 2015

$201M

$120M

n/a

2013

Mar 27, 2014

$209M

$125M

n/a

2012

Mar 27, 2013

$194M

$101M

n/a

2011

Mar 29, 2012

$145M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$319M

$316M

1.1%

$317M

0.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AXXCESS WEALTH MANAGEMENT, LLC

Oct 7, 2020

Oct 6, 2020

SAN JUAN CAPISTRANO, CA

Team lift out

RIA to RIA

40.0%