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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRANDON FINANCIAL PLANNING, INC.

CRD 110267

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e75147be-474c-a797-d10f-88017d7093c6

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2012 to Mar 18, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $435MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $27.3M
Private client RAUM: $423MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $145Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 947
Individual clients: 119
High net worth clients: 133
SEC number: 801-17960
CRD: 110267
Filings on the tape: 24
First filed: Feb 15, 2012
Latest filed: Mar 18, 2026
Organised: Corporation, TN
Website: brandonplanning.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RAYMOND WILSON BRANDON	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	MEMPHIS, TN	24	43	n/a	yes
GARY LEE KIEFFNER	Certified Financial Planner	MEMPHIS, TN	2	29	n/a	yes
Abigail Martin	Certified Financial Planner	MEMPHIS, TN	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRANDON, ELVIS, DENBY	VICE PRESIDENT	D	yes	08/1983	Feb 15, 2012	May 8, 2024
BRANDON, RAYMOND, WILSON	President	D	yes	02/1989	Feb 15, 2012	May 8, 2024
CULLEN, JAMES, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	06/2022	Mar 6, 2024	May 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRANDON INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$435M	$27.3M	5	3	0	n/a	n/a
2024	Mar 12, 2025	$363M	$29.5M	6	3	0	n/a	n/a
2023	Mar 6, 2024	$328M	$18.2M	7	3	0	n/a	n/a
2022	Feb 17, 2023	$364M	$20.9M	4	3	0	n/a	n/a
2021	Feb 3, 2022	$347M	$21.3M	3	3	0	n/a	n/a
2020	Mar 5, 2021	$313M	$20.7M	3	3	0	n/a	n/a
2019	Mar 25, 2020	$280M	$20.1M	4	3	0	n/a	n/a
2018	Jan 28, 2019	$250M	$10.4M	3	3	0	n/a	n/a
2017	Feb 23, 2018	$277M	$13.5M	3	3	0	n/a	n/a
2016	Jan 24, 2017	$240M	$15.2M	5	3	n/a	n/a	n/a
2015	Jan 30, 2016	$228M	$10.2M	6	4	n/a	n/a	n/a
2014	Jan 31, 2015	$226M	$13.1M	4	4	n/a	n/a	n/a
2013	Mar 3, 2014	$221M	$5.1M	4	4	n/a	n/a	n/a
2012	Mar 28, 2013	$175M	$4.0M	4	4	n/a	n/a	n/a
2011	Feb 15, 2012	$161M	$3.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$435M	$363M	19.9%	$364M	6.2%	5	6	0	0

Relationships

Registered with (3)

← Abigail MartinAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← GARY LEE KIEFFNERAdvisorregistration: current employment
May 8, 2024 to presentfactForm ADV
← RAYMOND WILSON BRANDONAdvisorregistration: current employment
Apr 11, 2002 to presentfactForm ADV

Controls (3)

← BRANDON, ELVIS, DENBYOwnerVICE PRESIDENT, ownership code D, individual
Feb 15, 2012 to May 8, 2024factForm ADV
← BRANDON, RAYMOND, WILSONOwnerPRESIDENT, ownership code D, individual
Feb 15, 2012 to May 8, 2024factForm ADV
← CULLEN, JAMES, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2024 to May 8, 2024factForm ADV

Dated events

Occurred
Mar 6, 2024
Control person joined
Michael James Cullen (Chief Compliance Officer) appeared on Schedule A of Brandon Financial Planning, Inc.
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e75147be-474c-a797-d10f-88017d7093c6
First observed: Feb 15, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRANDON FINANCIAL PLANNING, INC.

CRD 110267

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e75147be-474c-a797-d10f-88017d7093c6

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RAYMOND WILSON BRANDON

Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst

MEMPHIS, TN

n/a

yes

GARY LEE KIEFFNER

Certified Financial Planner

MEMPHIS, TN

n/a

yes

Abigail Martin

Certified Financial Planner

MEMPHIS, TN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRANDON, ELVIS, DENBY

VICE PRESIDENT

yes

08/1983

Feb 15, 2012

May 8, 2024

BRANDON, RAYMOND, WILSON

President

yes

02/1989

Feb 15, 2012

May 8, 2024

CULLEN, JAMES, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

06/2022

Mar 6, 2024

May 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRANDON INVESTMENTS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$435M

$27.3M

n/a

2024

Mar 12, 2025

$363M

$29.5M

n/a

2023

Mar 6, 2024

$328M

$18.2M

n/a

2022

Feb 17, 2023

$364M

$20.9M

n/a

2021

Feb 3, 2022

$347M

$21.3M

n/a

2020

Mar 5, 2021

$313M

$20.7M

n/a

2019

Mar 25, 2020

$280M

$20.1M

n/a

2018

Jan 28, 2019

$250M

$10.4M

n/a

2017

Feb 23, 2018

$277M

$13.5M

n/a

2016

Jan 24, 2017

$240M

$15.2M

n/a

2015

Jan 30, 2016

$228M

$10.2M

n/a

2014

Jan 31, 2015

$226M

$13.1M

n/a

2013

Mar 3, 2014

$221M

$5.1M

n/a

2012

Mar 28, 2013

$175M

$4.0M

n/a

2011

Feb 15, 2012

$161M

$3.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$435M

$363M

19.9%

$364M

6.2%