This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SILVER OAK SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Nov 28, 2018

First registration

Nov 18, 2020

Dual registered

yes, broker-dealer

Other names

Nico Dumas|Nicolas George Dumas|Nicolas G Dumas

IAPD individual key

6804595

• Occurred

  Sep 4, 2026
  Advisor changed firm

  Nicolas George Dumas left Retirement Planning Group, Llc for Silver Oak Securities, Inc. (registered 2026-09-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e7527ed4-b2f6-88a4-c0b8-165ec7b2a656

First observed

Nov 18, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.