DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••••• A•••••••• L••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | National bd RIA | Jul 20, 2018 | n/a | yes | ATLANTA, GA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 20, 2016 | Aug 9, 2016 | no | AVENTURA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••••••• A•••••••• L•• | Aug 9, 2016 | Jul 20, 2018 | 710 | Firm change after gap | Wirehouse to ibd |
| V•••• F•••••••• A•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 22, 2016 |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 28, 2010 | Jan 22, 2016 | no | BOCA RATON, FL | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | May 3, 2010 | no | Coral Gables, FL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 18, 2009 | Jun 1, 2009 | no | CORAL GABLES, FL | Previous registration |
| -2 |
| Firm change |
| Other |
| M••••• S•••••• | V•••• F•••••••• A•••••••• I••• | May 3, 2010 | Jun 28, 2010 | 56 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |