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Advisor at M••••• S••••••
Sun Valley, ID | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Nov 13, 2015 | n/a | yes | Los Angeles, CA|Sun Valley, ID | Current employment |
| C••••• S••••• S••••••••• •••• L•• | Former SEC adviser | Jun 22, 2011 | Dec 8, 2015 | no | SAN DIEGO, CA|LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• S••••• S••••••••• •••• L•• | M••••• S•••••• | Dec 8, 2015 | Nov 13, 2015 | -25 | Firm change | Other |
| A••••••••• L••• | C••••• S••••• S••••••••• •••• L•• | May 26, 2011 | Jun 22, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 816:149777:CA:2015-12-08 | Dec 8, 2015 | Nov 13, 2015 | LOS ANGELES, CA | Firm change |
| A••••••••• L••• | Other adviser | Nov 14, 2006 | May 26, 2011 | no | SAN DIEGO, CA | Previous registration |
| 27 |
| Firm change |
| Other |