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RIA / WealthAdvisor42 years in industry

PATRICIA BASS PETERSON

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

Houston, TX | TAMPA, FL

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Search this name across graphsid dfx:ria:e768218e-b0da-5d3d-f320-aa483de609e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 22, 1984
First registration: Jul 9, 2002
Dual registered: no
Other names: PATRICIA BASS|PATRICIA ANN WALKER|PATRICIA BASS WALKER|PATRICIA WALKER|PATRICIA PETERSON|PATRICIA ANN BASS|PATRICIA ANN CONNORS|PATRICIA BASS CONNORS|TRICIA BASS PETERSON|PATRICIA CONNORS|PATRICIA BASS PETERSON|Patricia B Connors
IAPD individual key: 1240848

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Jan 7, 2026	n/a	yes	Houston, TX\|TAMPA, FL\|Houston, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 20, 2021	Dec 24, 2025	no	HOUSTON, TX\|BIGFORK, MT\|HOUSTON, TX\|SAN ANTONIO , TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 20, 2021	no	HOUSTON, TX\|HOUSTON, TX\|SUGAR LAND, TX\|HOUSTON, TX\|Bigfork, MT	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 9, 2002	Jul 1, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CONCURRENT INVESTMENT ADVISORS, LLC	Dec 24, 2025	Jan 7, 2026	14	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Aug 20, 2021	Aug 20, 2021	0	Channel change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 20, 2021 to Dec 24, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 20, 2021factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 9, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Dec 24, 2025
Advisor changed firm
Patricia Bass Peterson left Wells Fargo Advisors for Concurrent Investment Advisors, Llc (registered 2026-01-07)
Form ADVobserved 6 days ago