DFX Intelligence

K•••• M•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

K•••• M•••••• A•••••••

Advisor at C••••••••• F•••••••• N••••••

Lutz, FL

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Search this name across graphsid dfx:ria:e7747ea5-f91f-f476-63dd-9bb1c2a2f1a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jul 29, 2022	n/a	yes	Lutz, FL	Current employment
D••••• W••••• M•••••••••	Independent wealth	Aug 23, 2013	Aug 1, 2022	no	NEW PORT RICHEY, FL\|DUNEDIN, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• M•••••••••	C••••••••• F•••••••• N••••••	Aug 1, 2022	Jul 29, 2022	-3	Firm change	RIA to ibd
I••••• F•••••••• C•••••••••	D••••• W••••• M•••••••••	Jul 29, 2013	Aug 23, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
166585:8032:FL:2022-08-01	Aug 1, 2022	Jul 29, 2022	TAMPA, FL	Firm change

Relationships

Registered with (6)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ D••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 23, 2013 to Aug 1, 2022factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 7, 2011 to Jul 29, 2013factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7747ea5-f91f-f476-63dd-9bb1c2a2f1a0
First observed: Oct 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.