DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Michael Arquette

Commonwealth Financial Networknational BDLutz, FlIA-onlyIAPD 3229164

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kevin Michael Arquette

At current firm

4 y

since Jul 29, 2022

In the industry

25 y

since Mar 7, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Commonwealth Financial Network national BD current
since Jul 29, 2022 · Lutz, Fl
Darwin Wealth Management independent RIA
Aug 23, 2013 to Aug 1, 2022 · New Port Richey, Fl
Invest Financial Corporation former
Jul 7, 2011 to Jul 29, 2013 · Appleton, Wi
Bb&T Investment Services, Inc. former
May 17, 2010 to Apr 1, 2011 · New Port Richey, Fl
Chase Investment Services Corp. former
Jul 6, 2005 to Apr 5, 2010 · Dewitt, Mi
Banc One Securities Corporation unclassified
Oct 23, 2002 to Jul 6, 2005 · Lansing, Mi

Moves

a registration end followed by a registration begin elsewhere

Darwin Wealth Management to Commonwealth Financial Network
left Aug 1, 2022, registered Jul 29, 2022 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
Invest Financial Corporation to Darwin Wealth Management
left Jul 29, 2013, registered Aug 23, 2013 (25 days) · Other
Bb&T Investment Services, Inc. to Invest Financial Corporation
left Apr 1, 2011, registered Jul 7, 2011 (97 days) · Other
Chase Investment Services Corp. to Bb&T Investment Services, Inc.
left Apr 5, 2010, registered May 17, 2010 (42 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

Kevin Michael Arquette left Darwin Wealth Management for Commonwealth Financial Network (registered 2022-07-29)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address