DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••• I••••••••• M••••••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••• I••••••••• M••••••••• L•• | Independent wealth | Aug 10, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| I•••••• I••••••••• M••••••••• L•• | Independent wealth | Feb 23, 2017 | Aug 10, 2026 | no | NEW YORK, NY|Wellesley Hills, MA|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• I••••••••• M••••••••• L•• | I•••••• I••••••••• M••••••••• L•• | Aug 10, 2026 | Aug 10, 2026 | 0 | Channel change | RIA to RIA |
| C•••••• F•••••••• G••••• I••• | I•••••• I••••••••• M••••••••• L•• | Apr 30, 2015 | Feb 23, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2288:343369:NY:2026-08-10 | Aug 10, 2026 | Aug 10, 2026 | NEW YORK, NY | Channel change |
| C•••••• F•••••••• G••••• I••• | Former SEC adviser | Nov 20, 2009 | Apr 30, 2015 | no | n/a | Previous registration |
| S••••• B••••• | Former SEC adviser | Nov 12, 2004 | Sep 12, 2007 | no | BOSTON, MA | Previous registration |
| 665 |
| Firm change after gap |
| Other |
| S••••• B••••• | C•••••• F•••••••• G••••• I••• | Sep 12, 2007 | Nov 20, 2009 | 800 | Firm change after gap | Other |