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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

JAMES KEVIN NOBLE

Advisor at NPA ASSET MANAGEMENT, LLC

FAIR LAWN, NJ

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Search this name across graphsid dfx:ria:e779d3cf-6198-ddf1-2581-716fb0606cfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NPA ASSET MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 23, 1994
First registration: May 29, 2006
Dual registered: yes, broker-dealer
Other names: JIM NOBLE
IAPD individual key: 1685505

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jan 9, 2018	n/a	yes	FAIR LAWN, NJ	Current employment
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Dec 13, 2010	Dec 31, 2017	no	FAIR LAWN, NJ	Previous registration
GLOBAL INVESTMENT ADVISORS, LLC	n/a	Mar 9, 2010	Dec 31, 2010	no	MIAMI BEACH, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Apr 6, 2009	Mar 3, 2010	no	WEST MILFORD, NJ\|Medford, NJ\|WEST MILFORD, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 29, 2006	May 6, 2008	no	WESTWOOD, NJ\|GLEN ROCK, NJ\|MIAMI, FL\|GLEN ROCK, NJ\|GLEN ROCK, NJ\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL INVESTMENT ADVISORS, LLC	NPA ASSET MANAGEMENT, LLC	Dec 31, 2010	Dec 13, 2010	-18	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	GLOBAL INVESTMENT ADVISORS, LLC	Mar 3, 2010	Mar 9, 2010	6	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	May 6, 2008	Apr 6, 2009	335	Firm change	Other

Relationships

Registered with (4)

→ NPA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2010 to Dec 31, 2017factForm ADV
→ GLOBAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 9, 2010 to Dec 31, 2010factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2009 to Mar 3, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 29, 2006 to May 6, 2008factForm ADV

Dated events

No dated event names this entity yet.