RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• N••••
- N•• A•••• M••••••••• L•• BD affiliated currentsince Jan 9, 2018 · Fair Lawn, Nj
- N•• A•••• M••••••••• L•• BD affiliatedDec 13, 2010 to Dec 31, 2017 · Fair Lawn, Nj
- G••••• I••••••••• A•••••••• L•• unclassifiedMar 9, 2010 to Dec 31, 2010 · Miami Beach, Fl
- C•••••••• F•••••••• G•••• A••••••• formerApr 6, 2009 to Mar 3, 2010 · West Milford, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 29, 2006 to May 6, 2008 · Westwood, Nj
- G••••• I••••••••• A•••••••• L•• to N•• A•••• M••••••••• L••left Dec 31, 2010, registered Dec 13, 2010 (-18 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to G••••• I••••••••• A•••••••• L••left Mar 3, 2010, registered Mar 9, 2010 (6 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left May 6, 2008, registered Apr 6, 2009 (335 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address