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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

ANDREW JOHN MAERTZ

Advisor at NICOLET WEALTH MANAGEMENT

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7896229-9fdd-6a6d-83fd-21f89f0fbaa6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NICOLET WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 24, 2014
First registration: Oct 28, 2014
Dual registered: yes, broker-dealer
Other names: AJ MAERTZ
IAPD individual key: 5801310

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NICOLET WEALTH MANAGEMENT	Independent wealth	Jan 8, 2019	n/a	yes	GREEN BAY, WI	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 24, 2016	Apr 24, 2018	no	Appleton, WI\|LOS ANGELES, CA	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Oct 30, 2014	Apr 24, 2018	no	APPLETON, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Oct 28, 2014	Apr 24, 2018	no	APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 24, 2018	Mar 24, 2016	-761	Channel change	Other
SII INVESTMENTS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Apr 24, 2018	Oct 30, 2014	-1,272	Channel change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	NICOLET WEALTH MANAGEMENT	Apr 24, 2018	Jan 8, 2019	259	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2225:16443:WI:2018-04-23	Apr 24, 2018	Oct 30, 2014	APPLETON, WI	Firm change after gap

Relationships

Registered with (4)

→ NICOLET WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 8, 2019 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Oct 30, 2014 to Apr 24, 2018factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 28, 2014 to Apr 24, 2018factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 24, 2016 to Apr 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7896229-9fdd-6a6d-83fd-21f89f0fbaa6
First observed: Oct 28, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW JOHN MAERTZ

Advisor at NICOLET WEALTH MANAGEMENT

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7896229-9fdd-6a6d-83fd-21f89f0fbaa6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NICOLET WEALTH MANAGEMENT

Independent wealth

Jan 8, 2019

n/a

yes

GREEN BAY, WI

Current employment

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Former SEC adviser

Mar 24, 2016

Apr 24, 2018

Appleton, WI|LOS ANGELES, CA

Previous registration

INVESTMENT CENTERS OF AMERICA, INC.

Former SEC adviser

Oct 30, 2014

Apr 24, 2018

APPLETON, WI

Previous registration

SII INVESTMENTS, INC.

Former SEC adviser

Oct 28, 2014

Apr 24, 2018

APPLETON, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT CENTERS OF AMERICA, INC.

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Apr 24, 2018

Mar 24, 2016

-761

Channel change

Other

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

Apr 24, 2018

Oct 30, 2014

-1,272

Channel change

Other

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

NICOLET WEALTH MANAGEMENT

Apr 24, 2018

Jan 8, 2019

259

Firm change

Other

Team

Left

Joined

From

Kind

2225:16443:WI:2018-04-23

Apr 24, 2018

Oct 30, 2014

APPLETON, WI

Firm change after gap