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RIA / WealthAdvisor32 years in industry

ADAM STEVEN VERTES

Advisor at OBJECTIVE CAPITAL MANAGEMENT, LLC

FAIRLAWN, OH | PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:e7923300-198b-8567-5775-e9e1ee6df25e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OBJECTIVE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 22, 1994
First registration: Feb 8, 2001
Dual registered: no
IAPD individual key: 2509481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OBJECTIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 18, 2016	n/a	yes	FAIRLAWN, OH\|PEPPER PIKE, OH	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Nov 21, 2016	no	PEPPER PIKE, OH\|BEACHWOOD, OH\|NEW YORK, NY	Previous registration
ADVEST, INC.	n/a	Jan 19, 2005	Mar 8, 2006	no	BEACHWOOD, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 8, 2001	Jan 7, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OBJECTIVE CAPITAL MANAGEMENT, LLC	Nov 21, 2016	Nov 18, 2016	-3	Firm change	Wirehouse to RIA
ADVEST, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 8, 2006	Mar 8, 2006	0	Bulk transfer	Other
RAYMOND JAMES & ASSOCIATES, INC.	ADVEST, INC.	Jan 7, 2005	Jan 19, 2005	12	Firm change	Other

Relationships

Registered with (4)

→ OBJECTIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 18, 2016 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2006 to Nov 21, 2016factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jan 19, 2005 to Mar 8, 2006factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 8, 2001 to Jan 7, 2005factForm ADV

Dated events

No dated event names this entity yet.