DFX Intelligence

B••••• A••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

B••••• A••••• B•••

Advisor at W••• C•••••• P•••••••• L••

WAYNE, PA

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Search this name across graphsid dfx:ria:e792ca91-a6ff-6183-7019-abe9451cbfb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• C•••••• P•••••••• L••	Independent wealth	Nov 27, 2024	n/a	yes	WAYNE, PA	Current employment
M•••••• W••••• M••••••••• L•	Independent wealth	Sep 26, 2023	Dec 3, 2024	no	Wynnewood, PA\|SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• M••••••••• L•	W••• C•••••• P•••••••• L••	Dec 3, 2024	Nov 27, 2024	-6	Firm change	RIA to RIA
B••• M••• T•••• A•••••••• L••	M•••••• W••••• M••••••••• L•	Sep 14, 2023	Sep 26, 2023

Relationships

Registered with (6)

→ W••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Nov 27, 2024 to presentfactForm ADV
→ M•••••• W••••• M••••••••• L•Registered adviserregistration: previous registration
Sep 26, 2023 to Dec 3, 2024factForm ADV
→ B••• M••• T•••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2020 to Sep 14, 2023factForm ADV
→ M••••• G••••• A••••••• I•••

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e792ca91-a6ff-6183-7019-abe9451cbfb5
First observed: Jul 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.