R••• L•• B••••

Advisor at E••••••••• W••••• S••••••••• L••

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7968e5e-bfa4-19eb-230a-8b0e87b88467

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• W••••• S••••••••• L••	Independent wealth	May 22, 2018	n/a	yes	OMAHA, NE	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Apr 24, 2014	Dec 22, 2017	no	OMAHA, NE\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	E••••••••• W••••• S••••••••• L••	Dec 22, 2017	May 22, 2018	151	Firm change	RIA to RIA
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Dec 22, 2017	Apr 24, 2014

Relationships

Registered with (5)

→ E••••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 22, 2018 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2014 to Dec 22, 2017factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2014 to Dec 22, 2017factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7968e5e-bfa4-19eb-230a-8b0e87b88467
First observed: Apr 14, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.