This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

R. F. LAFFERTY & CO., INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 16, 2002earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

10derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 16, 2002

First registration

Oct 31, 2007

Dual registered

yes, broker-dealer

Other names

WILLIAM AMBROSE DIPENICE

IAPD individual key

1005628

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e7a0e27e-6a1f-8076-74d4-369e36d22195

First observed

Oct 31, 2007

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.