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Advisor at BEACON POINTE ADVISORS, LLC
Dallas, TX | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | Independent wealth | Sep 26, 2023 | n/a | yes | Dallas, TX|NEWPORT BEACH, CA | Current employment |
| OXBOW ADVISORS, LLC | Independent wealth | Jun 8, 2011 | Jul 10, 2023 | no | SAN ANTONIO, TX|AUSTIN, TX | Previous registration |
| HERNDON PLANT OAKLEY LTD | Former SEC adviser | May 4, 2010 | Apr 23, 2015 | no | SAN ANTONIO, TX|CORPUS CHRISTI, TX | Previous registration |
| ROGER H. JENSWOLD & CO., INC. | Former SEC adviser | Apr 19, 1999 | May 4, 2010 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OXBOW ADVISORS, LLC | BEACON POINTE ADVISORS, LLC | Jul 10, 2023 | Sep 26, 2023 | 78 | Firm change | RIA to RIA |
| HERNDON PLANT OAKLEY LTD | OXBOW ADVISORS, LLC | Apr 23, 2015 | Jun 8, 2011 | -1,415 | Firm change after gap | Other |
| ROGER H. JENSWOLD & CO., INC. | HERNDON PLANT OAKLEY LTD | May 4, 2010 | May 4, 2010 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 44971:156393:TX:2015-04-23 | Apr 23, 2015 | Jun 8, 2011 | CORPUS CHRISTI, TX | Firm change after gap |