RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• W•••••• P•••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Sep 26, 2023 · Dallas, Tx
- O•••• A•••••••• L•• independent RIAJun 8, 2011 to Jul 10, 2023 · San Antonio, Tx
- H•••••• P•••• O••••• L•• formerMay 4, 2010 to Apr 23, 2015 · San Antonio, Tx
- R•••• H• J••••••• • C••• I••• formerApr 19, 1999 to May 4, 2010 · San Antonio, Tx
- O•••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Jul 10, 2023, registered Sep 26, 2023 (78 days) · RIA to RIA
- H•••••• P•••• O••••• L•• to O•••• A•••••••• L••left Apr 23, 2015, registered Jun 8, 2011 (-1415 days) · Other · moved with a team
- R•••• H• J••••••• • C••• I••• to H•••••• P•••• O••••• L••left May 4, 2010, registered May 4, 2010 (0 days) · Other
- A•••••••• W•••••• P••••• left O•••• A•••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2023-09-26)Jul 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address