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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

WESLEY KINROSS POND

Advisor at ASSET PRESERVATION ADVISORS, LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:e7a5661b-1790-ca05-49f6-760aecdacd5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET PRESERVATION ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Oct 3, 2009
First registration: Oct 7, 2009
Dual registered: no
IAPD individual key: 5702646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET PRESERVATION ADVISORS, LLC	Independent wealth	Jul 31, 2019	n/a	yes	ATLANTA, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 20, 2016	Mar 12, 2019	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 24, 2014	Dec 31, 2016	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 4, 2012	Apr 17, 2014	no	ATLANTA, GA\|MEMPHIS, TN	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Oct 7, 2009	Mar 14, 2013	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	ASSET PRESERVATION ADVISORS, LLC	Mar 12, 2019	Jul 31, 2019	141	Firm change	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 20, 2016	-102	Bulk transfer	Other
RAYMOND JAMES & ASSOCIATES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Apr 17, 2014	Apr 24, 2014	7	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Mar 14, 2013	Oct 4, 2012	-161	Bulk transfer	Other

Relationships

Registered with (5)

→ ASSET PRESERVATION ADVISORS, LLCRegistered adviserregistration: current employment
Jul 31, 2019 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 20, 2016 to Mar 12, 2019factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 24, 2014 to Dec 31, 2016factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 4, 2012 to Apr 17, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Oct 7, 2009 to Mar 14, 2013factForm ADV

Dated events

No dated event names this entity yet.