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CRD 106741
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEVIN BURRESS WOODS | n/a | ATLANTA, GA | 15 | 24 | n/a | no |
| PATRICIA HUSTED HODGMAN | n/a | ATLANTA, GA | 10 | 10 | 1 | no |
| WESLEY KINROSS POND | Chartered Financial Analyst | ATLANTA, GA | 7 | 16 | 4 | no |
| PEYTON HARRISON BOGARD | Chartered Financial Analyst | ATLANTA, GA | 4 | 20 | n/a | no |
| LAUREN ELIZABETH OLSEN | Chartered Financial Analyst | New York, NY | ATLANTA, GA | 2 | 13 | n/a | no |
| WESLEY SAMUEL WILLIAMS | n/a | ATLANTA, GA | 1 | 15 | 2 | no |
| Brandon William Hodge | n/a | ATLANTA, GA | 1 | 14 | n/a | no |
| KYLE W TURNIER | n/a | ATLANTA, GA | 0 | 12 | n/a | no |
| ERGEN BANJA | n/a | ATLANTA, GA | NEW YORK, NY | 0 | 10 | n/a | no |
| Henry Smoot Trapnell | n/a | New York, NY | ATLANTA, GA | 0 | 10 | n/a | no |
| OVADYA ARYEH | n/a | ATLANTA, GA | NEW YORK, NY | 0 | 20 | n/a | yes |
| Mary Edgeworth Grealy | n/a | New York, NY | ATLANTA, GA | 0 | 13 | n/a | no |
| LORI ALISON COHANE | n/a | NEW YORK, NY | ATLANTA, GA | 0 | 39 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GEORGIA TAX EXEMPT BOND FUND LIMITED PARTNERSHIP I | Other Private Fund | $39.1M | Apr 1, 2024 | 19 | Jan 18, 2012 | dropped | 021-89365 |
| APA HIGH INCOME OPPORTUNITY FUND, L.P. | Other Private Fund | $29.5M | Apr 1, 2024 | 27 | Jan 18, 2012 | dropped | 021-131763 |
| APA SHORT-TERM TAX-EXEMPT BOND FUND LIMITED PARTNERSHIP I | Other Private Fund | $11.3M | Nov 7, 2019 | 14 | Jan 18, 2012 | dropped | 021-51631 |
| APA TAXABLE MUNICIPAL BOND FUND LIMITED PARTNERSHIP I | Other Private Fund | $10.3M | Sep 25, 2023 | 17 | Jan 18, 2012 | dropped | 021-65722 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| APA FIXED INCOME ADVISORS, LLC | Owner | D | yes | 09/2021 | Mar 30, 2026 | Mar 30, 2026 |
| DOTY, CHARLES, RAY | CO-CHIEF EXECUTIVE OFFICER / PARTNER | Na | yes | 09/2002 | Mar 30, 2026 | Mar 30, 2026 |
| GERBERDING, KYLE, THOMAS | MANAGING DIRECTOR / PARTNER | Na | yes | 11/2008 | Mar 30, 2026 | Mar 30, 2026 |
| HART, TARA, ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2023 | Mar 30, 2026 | Mar 30, 2026 |
| HODGMAN, PATRICIA, HUSTED | PRESIDENT / PARTNER | Na | yes | 09/2021 | Mar 30, 2026 | Mar 30, 2026 |
| IM SQUARE HOLDINGS 8 LLC | Owner | C | yes | 09/2021 | Mar 30, 2026 | Mar 30, 2026 |
| WILLIAMS, WESLEY, S | CHIEF OPERATING OFFICER | Na | yes | 01/2023 | Mar 30, 2026 | Mar 30, 2026 |
| WOODS, KENNETH, RAY | CHAIRMAN / PARTNER | Na | yes | 08/1989 | Mar 30, 2026 | Mar 30, 2026 |
| WOODS, KEVIN, BURRESS | CO-CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PARTNER | Na | yes | 08/2003 | Mar 30, 2026 | Mar 30, 2026 |
| DOTY, CHARLES, RAY | MANAGING MEMBER | C | yes | 09/2021 | Jan 18, 2012 | Apr 1, 2024 |
| IM SQUARE PARTNERS HOLDING | MANAGING MEMBER | E | yes | 06/2021 | Sep 16, 2021 | Apr 1, 2024 |
| IM SQUARE SAS | Owner | E | yes | 12/2020 | Sep 16, 2021 | Apr 1, 2024 |
| WOODS, KEVIN, BURRESS | MANAGING MEMBER | C | yes | 09/2021 | Jan 18, 2012 | Apr 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FIXED INCOME ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $11B | $11B | 28 | 20 | 1 | n/a | n/a |
| 2024 | Mar 26, 2025 | $11B | $11B | 27 | 21 | 1 | n/a | n/a |
| 2023 | Mar 27, 2024 | $6.9B | $6.9B | 25 | 20 | 1 | 2 | $68.6M |
| 2022 | Mar 29, 2023 | $5.8B | $5.8B | 17 | 13 | 0 | 3 | $84.6M |
| 2021 | Mar 31, 2022 | $5.3B | $5.3B | 19 | 13 | 0 | 3 | $102M |
| 2020 | Mar 30, 2021 | $4.7B | $4.7B | 21 | 13 | 0 | 3 | $111M |
| 2019 | Mar 20, 2020 | $4.1B | $4.1B | 17 | 10 | 0 | 3 | $115M |
| 2018 | Mar 19, 2019 | $3.7B | $3.7B | 17 | 10 | 0 | 4 | $126M |
| 2017 | Mar 15, 2018 | $3.3B | $3.2B | 16 | 13 | 0 | 4 | $135M |
| 2016 | Mar 8, 2017 | $2.4B | $2.4B | 16 | 10 | n/a | 4 | $136M |
| 2015 | Mar 17, 2016 | $2.1B | $2.1B | 15 | 9 | n/a | 4 | $173M |
| 2014 | Mar 24, 2015 | $2.0B | $2.0B | 12 | 8 | n/a | 4 | $172M |
| 2013 | Mar 19, 2014 | $1.9B | $1.9B | 15 | 6 | n/a | 4 | $162M |
| 2012 | Mar 28, 2013 | $1.9B | $1.9B | 14 | 5 | n/a | 4 | $157M |
| 2011 | Mar 29, 2012 | $1.8B | $1.8B | n/a | n/a | n/a | 4 | $145M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $11B | 3.7% | $5.8B | 23.9% | 28 | 27 | 1 | 1 |