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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
DEVON, PA | PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 18, 2016 | n/a | yes | PHILADELPHIA, PA|DEVON, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 24, 2009 | Aug 5, 2016 | no | WAYNE, PA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 24, 2009 | May 5, 2009 | no | WEST CONSHOHOCKEN, PA|CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Aug 5, 2016 | Jul 18, 2016 | -18 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 5, 2009 | Apr 24, 2009 | -11 | Firm change | Other |